UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


  

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

ATHENEX, INC.

(Name of Issuer)

 

Common Stock, $.001 par value per share

(Title of Class of Securities)

 

04685 N 10 3

(CUSIP Number)

 

June 13, 2017

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐    Rule 13d-1(b)

☒    Rule 13d-1(c)

☐    Rule 13d-1(d)

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

SCHEDULE 13G


CUSIP No. 04685 N 10 3 13G

 

1 NAME OF REPORTING PERSONS
Prestine Victory Limited

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Not Applicable
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a)  ☐
    (b)  ☐

3 SEC USE ONLY  
4 CITIZENSHIP OR PLACE OF ORGANIZATION        British Virgin Islands
  5   SOLE VOTING POWER
               3,181,817
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON WITH
6   SHARED VOTING POWER
               0
    7   SOLE DISPOSITIVE POWER
              3,181,817
    8   SHARED DISPOSITIVE POWER
              0
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
           3,181,817
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ☐
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
          5.55%1
12 TYPE OF REPORTING PERSON         FI
       

_________________

1Based on 57,333,609 shares of common stock outstanding.

  

2 

 

   

 

Item 1.  
a)Name of Issuer: Athenex, Inc.(“Issuer”)
 
b)Address of Issuer’s Principal Executive Offices:
1001 Main Street, Suite 600
 Buffalo, New York 14203
   
Item 2.  
a)Name of Person Filing:
Prestine Victory Limited
 
b)The principal business office for all persons and/or entities filing is:
Address of Principal Business Offices:
Wickhams Cay I, 2nd Floor
Road Town, Tortola, British Virgin Islands
   
c)Citizenship:
Prestine Victory Limited is organized under the laws of the British Virgin Islands
   
d)Title of Class of Securities: Common stock, $.001 par value per share
   
 e)CUSIP Number: 04685 N 10 3
   
Item 3.If this statement is filed pursuant to § 240.13d-1(b) or §§240.13d-2(b) or (c), check whether the person is filing a:
   
 Not applicable
   
Item 4.Ownership

 

a) Amount beneficially owned: see row 9 of cover page of reporting person. To securities reported herein beneficially owned as follows:
   
3,181,817 shares of Common Stock, representing a total of 5.55% of the total shares of Common Stock outstanding (based on 57,333,609 shares of Common Stock issued and outstanding), are held directly by Prestine Victory Limited.
   
b) Percent of Class: see row 11 of cover page for each reporting reason.
   
c) Number of shares to which the person has:
   
(i)sole power to vote or to direct the vote: see row 5 of cover page for each reporting person
   
(ii)shared power to vote or to direct the vote: see row 6 of cover page for each reporting person
   
(iiii)sole power to dispose or to direct the disposition of: see row 7 of cover page for each reporting person
   
(iv)shared power to dispose or to direct the disposition of : see row 8 of cover page for each reporting person

                      

3 

 

 

Item 5. Ownership of Five Percent or Less of a Class
   
  Not applicable.
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
   
  Not applicable
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   
  Not applicable
   
Item 8. Identification and Classification of Member of the Group
   
  Not applicable
   
Item 9. Notice of Dissolution of Group
   
  Not applicable
   
Item 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not being held for the purpose or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

4 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: June 29, 2017 Prestine Victory Limited
     
  By: /s/ Oei Kang Eric
  Name: Oei Kang Eric
  Title: Attorney-in-Fact

 

5